Top 10 Ordinary Shareholders
31 December 2021
Total number of holders of ordinary shares as at the end of the Reporting Period 349,024 Total number of holders of preference shares whose voting rights had been restored as at the end of the Reporting Period 0
Particulars of shareholding of the top 10 holders of ordinary shares
Name of shareholder Type of shareholder Shareholding percentage (%) Number of shares held as at the end of the Reporting Period (share) Number of
shares held
subject to
restriction
on sales
(share)		 Shares pledged/marked/ frozen
Status Number (share)
HKSCC Nominees Limited Others 18.92 8,285,500,476 - Unknown -
Dajia Life Insurance Co., Ltd. — UniversalProduct Domestic legal person 10.30 4,508,984,567 - Nil -
Dajia Life Insurance Co., Ltd. — Traditional Product Domestic legal person 6.49 2,843,300,122 - Nil -
Tsinghua Tongfang Guoxin Investment Holding Co., Ltd. Domestic non-state-owned legal person 4.31 1,888,530,701 - Pledged 1,850,802,321
New Hope Liuhe Investment Co., Ltd. Domestic non-state-owned legal person 4.18 1,828,327,362 - Nil -
China Oceanwide Holdings Group Co., Ltd. Domestic non-state-owned legal person 4.12 1,803,182,618 - Pledged 1,803,182,617
Frozen 388,800,001
Marked 1,414,382,617
Shenzhen Liye Group Co., Ltd. Domestic non-state-owned legal person 3.37 1,379,679,587 - Pledged  
Shanghai Giant Lifetech Co., Ltd. Domestic non-state-owned legal person 3.15

1,474,289,863

 - Pledged 949,500,000
Huaxia Life Insurance Co., Ltd. — Universal Insurance Product Domestic non-state-owned legal person 3.08 1,350,203,341 - Nil -
China Shipowners Mutual Assurance Association Domestic non-state-owned legal person 3.02 1,324,284,453 - Nil -
Statement on the related relationship or concerted actions among the aforesaid shareholders

1. Dajia Life Insurance Co., Ltd. – Universal Product and Dajia Life Insurance Co., Ltd. – Traditional Product have the same legal person.

2. Save as mentioned above, the Bank is not aware of any related relationship or concerted action among the above shareholders.
Statement on margin trading, short selling and refinancing engaged by the top ten holders of ordinary shares and the top ten holders of ordinary shares not subject to restriction on sales (if any)

1. The margin account of Shenzhen Liye Group Co., Ltd. holds 388,272,548 shares of the Bank, representing 0.89% of total share capital of the Bank;
2. Save as mentioned above, the Bank is not aware of any margin trading, short selling and refinancing engaged by the above shareholders.

Notes:
1. The number of shares held by holders of A shares and the number of shares held by holders of H shares in the above table were recorded in accordance with the registers of shareholders of the Bank provided by China Securities Depository and Clearing Corporation Limited (Shanghai Branch) and Computershare Hong Kong Investor Services Limited, respectively;
2. No shareholder of the Bank held shares subject to restriction on sales;
3. Total number of the shares held by HKSCC Nominees Limited acting as an agent represents the total amount of H shares of the Bank held by all institutional and individual investors that registered in the account of such investors as at the end of the Reporting Period;
4. Shares held and pledged by Tsinghua Tongfang Guoxin Investment Holding Co., Ltd. included 1,850,802,321 shares transferred to “Tsinghua Tongfang Guoxin Investment Holding Co., Ltd.– special account for pledge of convertible corporate bonds non-publicly issued to professional investors (“同方國信投資控股有限公司－面向專業投資者非公開發行可交換公司債券質押專戶”)” (five tranches in total) due to issuing bonds.